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Kelly A. Manzer

Stifel, Nicolaus & Company, Incorporated

Melville, NY

CRD 5482769

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-26
TX RA APPROVED 2020-09-25
  • NY RA
    APPROVED
    Since 2021-07-26
  • TX RA
    APPROVED
    Since 2020-09-25

Branch Locations

400 Broadhollow Road Suite 401, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 09/2012 09/2020
Stifel, Nicolaus & Company, Incorporated Melville NY 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-10
  • S66 Uniform Combined State Law Examination
    2008-11-10
Other Names
  • Kelly A Manzer

View on SEC IAPD

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