Katherine Elizabeth Pope-rodriguez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-10
IN	RA	APPROVED	2022-03-11
KY	RA	APPROVED	2022-02-22

TX RA
APPROVED_RES

Since 2024-07-10
IN RA
APPROVED

Since 2022-03-11
KY RA
APPROVED

Since 2022-02-22

Branch Locations

800 Highlander Point Drive, Floyds Knobs, IN 47119 • United States

1881 Old Highway 135 N.W., Corydon, IN 47112 • United States

416 W Jefferson St, Louisville, KY 40202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Corydon	IN	04/2011	Present
J.P. Morgan Securities Llc	Elizabethtown	KY	11/2021	Present
Keat Ventures Llc	Corydon	IN	05/2018	Present

04/2011 → Present

Jpmorgan Chase Bank, N.A.

Corydon, IN
11/2021 → Present

J.P. Morgan Securities Llc

Elizabethtown, KY
05/2018 → Present

Keat Ventures Llc

Corydon, IN

Other Businesses

Entity Name: Harrison County Community Foundation Investment related: Yes "Address: 1523 Foundations Way NE Corydon, IN 47112 https://hccfindiana.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Harrison County Communication strives to support the local community through endowments and donations. My role is called Community Volunteer for the Finance Committee - I will leverage some of my banking and advisor experience, but no direct connection to JPMC. Entity Name: KEAT Ventures LLC Investment related: No Address: 2688 Breckenridge RD NE Corydon, IN 47112 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/04/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 2 member LLC - I am one member. We want to buy a rent out residential properties. As of 5/30/23, we own one rental property (purchased in April 2023) and haven't drawn income from it yet. No connection to JPMC. We look for residential properties to purchase and then to lease those properties to consumers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-11
S63	Uniform Securities Agent State Law Examination	2012-05-21

S66 Uniform Combined State Law Examination

2022-02-11
S63 Uniform Securities Agent State Law Examination

2012-05-21

Other Names

Kate Pope
Katherine Elizabeth Pope
Katherine Pope

View on SEC IAPD