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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-05-26 |
| TX | RA | APPROVED | 2026-05-22 |
Branch Locations
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
1380 West Paces Ferry Road Nw, Suite 2170, Atlanta, GA 30327 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newedge Securities Llc | Pittsburgh | PA | 05/2026 | Present |
| Newedge Wealth | Stamford | CT | 05/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 01/2016 | 05/2026 |
| Bank Of America, N.A. | Atlanta | GA | 04/2016 | 05/2026 |
I*90717FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST FOR PUBLIC LANDINVESTMENT RELATED: NADDRESS OF BUSINESS:ATLANTA, GEORGIA 30308NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/1/2016NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FUNDRAISING FOR ANNUAL EVENT I* 409559For profit or not for profit: Entity For Profit Name of outside business organization: Watts Group Arlington LLC Investment related: yes Address of business: Atlanta, GA, 30306Nature of business: Limited Liability Compan Position, title, association: Other Start date of relationship: 04/01/2021Number of hours devoted: 5 yearly Number of hours devoted during trading hours: 0Duties: I am trying to open an LLC, in order to hold a Private Real Estate direct investment. I*2175435, Entity Type: Entity Charitable, Name of OBA: ACG, Address: Atlanta, Georgia, 30326, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/28/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: ACG is a networking group, platinum sponsor this year is BofA. The ACG Fast 40 seeks to Identify the fastest 40 growing co's in Georgia. This is my 1st year, so I'm mostly an observer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-27 |
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