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Dustin Nhu Dang

Wells Fargo Clearing Services, LLC

Costa Mesa, CA

Irvine, CA

Costa Mesa, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2970 Harbor Blvd, Costa Mesa, CA 92626 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

301 E 17Th St, Costa Mesa, CA 92627 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Carson/Gilroy/Hollister CA 10/2007 Present
Wells Fargo Advisors Llc Carson CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Carson CA 11/2016 Present
  • 10/2007 → Present
    Wells Fargo Bank, N.A.
    Carson/Gilroy/Hollister, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Carson, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Carson, CA
Previous Registrations
  • 2008-04-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Gilroy, CA
    Hollister, CA
    Carson, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, SACRAMENTO, CA, 100% OWNER, START: 11/30/2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-02
  • S66 Uniform Combined State Law Examination
    2008-04-02
Other Names
  • Du Nhu Dang

View on SEC IAPD

Other Firms

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CHECK CAPITAL MANAGEMENT INC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
SOVRAN ADVISORS, LLC

Other Investors

IGNACIO ALEXANDRO JIMENEZ
GERALD LAWRENCE LARR
NICOLE ROXANNE JOKO
ROBERT CHARLES SHIER
BRENDAN M MCGILLICK
PETER CHARLES HOLLIDAY
LANCE JOSEPH BLOUNT
RANA MAIDA

Other Offices

CERITY PARTNERS LLC · COSTA MESA, CA
EDELMAN FINANCIAL ENGINES · COSTA MESA, CA
FIFTH THIRD SECURITIES, INC. · COSTA MESA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Costa Mesa, CA
CHECK CAPITAL MANAGEMENT INC · COSTA MESA, CA
CHECK CAPITAL MANAGEMENT INC · COSTA MESA, CA
OSAIC WEALTH, INC. · COSTA MESA, CA
CETERA INVESTMENT ADVISERS LLC · COSTA MESA, CA

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