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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-25
  • NJ RA
    APPROVED
    Since 2024-06-25

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Hillsborough, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Warren NJ 03/2009 03/2017
Mml Investors Services, Llc Warren NJ 03/2017 06/2024
Raymond James & Associates Inc. Hillsborough NJ 06/2024 Present
Raymond James Financial Services, Inc Hillsborough NJ 08/2024 Present
Raymond James Financial Services Advisors, Inc Hillsborough NJ 08/2024 Present
  • 03/2009 → 03/2017
    Metlife Securities
    Warren, NJ
  • 03/2017 → 06/2024
    Warren, NJ
  • 06/2024 → Present
    Hillsborough, NJ
  • 08/2024 → Present
    Raymond James Financial Services, Inc
    Hillsborough, NJ
  • 08/2024 → Present
    Raymond James Financial Services Advisors, Inc
    Hillsborough, NJ
Previous Registrations
  • 2017-03-25 → 2024-06-20
    Somerset, NJ
    Springfield, MA
    Warren, NJ
    Edison, NJ
    Hillsborough, NJ
    Hillsborough, NJ
  • 2009-07-22 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Springfield, MA
    Somerset, NJ
    Somerset, NJ
    Aurora, IL
  • 2011-07-13 → 2015-01-02
    New England Securities
    Somerset, NJ
    New York, NY
    Somerset, NJ
    Aurora, IL
  • 2011-07-13 → 2013-09-05
    Tower Square Securities, Inc.
    Somerset, NJ
    Somerset, NJ
    New York, NY
  • 2011-07-13 → 2013-09-05
    Walnut Street Securities, Inc.
    Somerset, NJ
    Somerset, NJ
    New York, NY
  • 2009-01-02 → 2009-04-09
    Flemington, NJ
  • 2009-01-06 → 2009-04-07
    Flemington, NJ
  • 2006-08-02 → 2008-11-24
    Pennington, NJ
    New York, NY
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-01
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S66 Uniform Combined State Law Examination
    2006-08-01
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24

View on SEC IAPD

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