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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
PA RA APPROVED 2014-08-28
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • PA RA
    APPROVED
    Since 2014-08-28

Branch Locations

121 East Main Street, Ligonier, PA 15658-1228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Ligonier PA 08/2014 Present
Previous Registrations
Other Businesses

1. DMJM GROUP LP-LIMITED PARTNER 2. The Community Foundation of Westmoreland County, 951 Old Salem Road, Greensburg, PA 15601; investment related; Nature: Non-profit community foundation dedicated to responding to the ever changing needs of our county by working as a community matchmaker in the areas of grant-making, community leadership, and donor development; Title: Committee Member - Visionary Development Committee; Duties: Donor development, strategic guidance to staff, review/recommend grant awards, develop and implement budget for operation, review executive director's performance; Devotes: 3hours per month; not compensated. 3. Hempfield Area Soccer Club, Greensburg, PA 15601. Coach (08/2023) - youth soccer league. Not investment related, not compensated, 12 hours/month. 4. The Community Foundation of Westmoreland County, Greensburg, PA. Vice Chair - Promote philanthropy, assist chairman and director with advisory board meetings, review nonprofit requests, be an ambassador in the community. Not investment related, not compensated, 2 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-28
  • S66 Uniform Combined State Law Examination
    2008-03-28
Other Names
  • Michael Reese

View on SEC IAPD

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