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355 S. Teller St. Suite 200, Lakewood, CO 80226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2019-08-12 |
Branch Locations
1302 Platte Falls Rd Suite D Pmb 344, Platte City, MO 64079 • United States
355 S. Teller St. Suite 200, Lakewood, CO 80226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Greenwood Village | CO | 09/2012 | 12/2017 |
| M.J. Smith & Associates | Greenwood Village | CO | 09/2012 | 12/2017 |
| Kaplan Financial | Greenwood Village | CO | 06/2017 | 12/2017 |
| Hightower Securities, Llc | Chicago | IL | 01/2018 | 12/2018 |
| Bason Asset Management, Llc | Lakewood | CO | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-08-31 |
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