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Kelli Rose Mesi

Advisors Asset Management, Inc.

Princeton, NJ

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-22
  • NJ RA
    APPROVED
    Since 2026-06-22

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 10/2015 06/2024
Bny Mellon New York NY 10/2015 06/2024
Advisors Asset Management, Inc Monument CO 06/2026 Present
Unemployed Eatontown NJ 06/2024 06/2026
  • 10/2015 → 06/2024
    Mbsc Securities Corporation
    New York, NY
  • 10/2015 → 06/2024
    Bny Mellon
    New York, NY
  • 06/2026 → Present
    Advisors Asset Management, Inc
    Monument, CO
  • 06/2024 → 06/2026
    Unemployed
    Eatontown, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-16
  • S66 Uniform Combined State Law Examination
    2008-12-16
Other Names
  • Kelli R Mesi
  • Kelli Mesi

View on SEC IAPD

Other Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC
SONGBIRD CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
SYSTEMATIC ALPHA INVESTMENTS, LLC
PNC WEALTH MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

More in Princeton, NJ

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