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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-02-07
  • WI RA
    APPROVED
    Since 2022-02-07

Branch Locations

915 E Main St, Winneconne, WI 54986 • United States

936 Furman Drive, Waupaca, WI 54981 • United States

110 W Main St, Weyauwega, WI 54983 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pdi Financial Group Appleton WI 05/2005 02/2022
The Leaders Group Inc Littleton CO 01/2014 02/2022
Lpl Financial Llc Waupaca WI 02/2022 Present
Premier Community Bank Waupaca WI 02/2022 Present
  • 05/2005 → 02/2022
    Pdi Financial Group
    Appleton, WI
  • 01/2014 → 02/2022
    The Leaders Group Inc
    Littleton, CO
  • 02/2022 → Present
    Waupaca, WI
  • 02/2022 → Present
    Premier Community Bank
    Waupaca, WI
Previous Registrations
Other Businesses

1)02/04/2022 - Premier Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2022

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-27
  • S63 Uniform Securities Agent State Law Examination
    2006-02-27
Designations

View on SEC IAPD

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