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Richard A. Cook

Strategic Advisers LLC

Independence, KY

Covington, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-07
KY RA APPROVED 2025-04-28
  • TX RA
    APPROVED
    Since 2025-05-07
  • KY RA
    APPROVED
    Since 2025-04-28

Branch Locations

Independence, KY • United States

100 Crosby Pkwy, Covington, KY 41015-4325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Covington KY 04/2012 Present
  • 04/2012 → Present
    Fidelity Brokerage Services
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-24
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S66 Uniform Combined State Law Examination
    2025-04-24
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23
Other Names
  • Adam Cook
  • Richard Adam Cook
  • Richard Adam Cook

View on SEC IAPD

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