Dennis Peter Notchick

Current Employers

Employment History

• 06/2015 → 12/2018
  Safeguard Investment Advisory Group, Llc
  Corona, CA
• 12/2018 → 10/2019
  Mariner Wealth Advisors
  San Diego, CA
• 10/2019 → 11/2024
  Stratos Wealth Advisors, Llc
  San Diego, CA
• 04/2024 → Present
  Tax Preparation
  Chula Vista, CA
• 11/2024 → Present
  Integrated Tax And Wealth Management
  Chula Vista, CA
• 06/2012 → Present
  Clearsight Financial And Insurance Services
  Chula Vista, CA
• 11/2024 → 09/2025
  Avantax Advisory Services
  Chula Vista, CA
• 11/2024 → 09/2025
  Avantax Insurance Agency, Llc
  Chula Vista, CA
• 11/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Chula Vista, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-11-21 → 2025-09-05
  Avantax Advisory Services
  Chula Vista, CA
  Chula Vista, CA
  Dallas, TX
• 2019-10-22 → 2024-11-25
  Stratos Wealth Advisors Llc
  San Diego, CA
  San Diego, CA
• 2019-01-15 → 2019-10-08
  Mariner
  San Diego, CA
  San Diego, CA
• 2015-07-13 → 2019-01-16
  Safeguard Investment Advisory Group, Llc
  San Diego, CA
• 2015-02-18 → 2016-06-08
  Global Financial Private Capital, Inc.
  San Diego, CA
  Sarasota, FL
• 2010-10-29 → 2011-09-06
  Sanford C. Bernstein & Co., Llc
  Houston, TX
  San Diego, CA
  San Diego, CA

Other Businesses

1) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Providing insurance based solutions to clients requiring them which includes selling insurance products approved through Avantax Insurance Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/18/2024 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: To meet with clients, find the insurance solution needs and provide the best products and options. 2) TAX PREPARATION POSITION: Tax Preparer NATURE: Tax Preparation and tax planning for individuals, families and small businesses. Ensuring that each return meets state and federal requirements. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/08/2024 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: Collect tax documents, enter into tax software, provide return for client to mail in. Explain to clients what their tax liablility is and potential strategies to mitigate the tax bill. 3) CLEARSIGHT FINANCIAL AND INSURANCE SERVICES POSITION: CEO NATURE: I will move over money from Avantax, pay office expenses from doing Avantax business to this entity. Also supplies, marketing cost, admin expenses, INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2012 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: File taxes and pay Avantax business expenses, pay licensing and technology fees, pay registration fees, and pay any advertising or marketing expenses 4) INTEGRATED TAX AND WEALTH MANAGEMENT POSITION: Owner NATURE: I will offer investment planning, investment advisory, financial planning, retirement planning, tax planning and preparation and some estate planning services under this DBA name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 110 START DATE: 11/01/2024 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: meet with clients, review investment performance, provide financial planning solutions, provide tax guidance, cash flow planning, small business planning, insurance planning. 5) ANNUITY SALES POSITION: Insurance Agent NATURE: Sales of indexed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/11/2025 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: Sales and servicing of indexed annuities

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-11-16

Designations

Other Names

• Dennis P Notchick
• Dennis Notchick