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Andrew James Schoenike

Wells Fargo Clearing Services, LLC

Roseville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
CA RA APPROVED 2015-04-02
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • CA RA
    APPROVED
    Since 2015-04-02

Branch Locations

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Roseville CA 03/2015 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-04-08
    J.P. Morgan Securities Llc
    San Diego, CA
    La Mesa, CA
    San Diego, CA
    Lincoln, CA
    La Mesa, CA
    Rocklin, CA
  • 2010-06-23 → 2012-10-01
    Chase Investment Services Corp.
    Vernon Hills, IL
    Riverwoods, IL
    Northbrook, IL
    La Mesa, CA
    Libertyville, IL
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-22
S63 Uniform Securities Agent State Law Examination 2008-02-20
  • S65 Uniform Investment Adviser Law Examination
    2010-06-22
  • S63 Uniform Securities Agent State Law Examination
    2008-02-20
Designations
Other Names
  • Andrew J Schoenike

View on SEC IAPD

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