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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-03
CO RA APPROVED 2016-09-01
  • TX RA
    APPROVED
    Since 2022-01-03
  • CO RA
    APPROVED
    Since 2016-09-01

Branch Locations

515 S. Howes St., Fort Collins, CO 80521 • United States

Ft Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2016 Present
Previous Registrations
  • 2016-05-13 → 2016-08-31
    Signator Investors, Inc.
    Fort Collins, CO
    Cedar Rapids, IA
    Rochester, MN
  • 2008-10-14 → 2016-05-13
    Fort Collins, CO
    Cedar Rapids, IA
    Fort Collins, CO
    Cedar Rapids, IA
Other Businesses

1) MOUNTAIN WEALTH MANAGEMENT, LLC, 515 S. Howes St., Fort Collins CO 80521, 05/01/2010, Investment Advisor Representative, Using a Trade Name/dba, INV REL, 112 HR/MO, 120 HR/MO TRADING. 2) CIRA- 1776 Pleasant Plain Road, Fairfield IA, 52556, Advisory Rep of a Registered Investment Advisor, INV REL, 30/weekly 30/trading, 08/2017 3) SIGRID DAUGAARD,INDEPENDENT INSURANCE AGENT, 515 S HOWES ST FT COLLINS CO, 8/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 1/WK 1/TRADING 4) INVEST GREEN WEALTH MANAGEMENT LLC, 515 S HOWES ST FT COLLINS CO, 12/2020, NIR, MANAGING MEMBER, 1 HR/MO 1 TRADING HR 5) POSITION OF TRUST, 4449 SENECA CT FT COLLINS 80526, 07/2020, SUCCESSOR TRUSTEE, NIR, 0 HR/MONTH 0 HR/MONTH TRADING 6) TRUSTEE FOR SUSAN AND DAVID BAGLEE, 1719 Waterford Ln, Ft Collins CO 80525, United States, START DATE 10/2025, Successor Trustee, Trustee, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-01
  • S66 Uniform Combined State Law Examination
    2008-10-01
Designations
Other Names
  • Sigrid Ann Gustafson

View on SEC IAPD

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