Best Investors Account Sign in
Inactive

April Lynn Charles

Urban Wealth Management Or Uwm

Henderson, NV

Claim This Profile
Current Employers
Urban Wealth Management Or Uwm

Henderson, NV • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-18
  • CA RA
    APPROVED
    Since 2017-05-18

Branch Locations

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. El Segundo CA 06/2012 06/2017
Purshe Kaplan Sterling Investments Albany NY 06/2012 10/2018
Urban Wealth Management Group Llc El Segundo CA 05/2017 Present
Veritas Independent Partners Conway AR 01/2019 12/2022
  • 06/2012 → 06/2017
    Concert Wealth Management, Inc.
    El Segundo, CA
  • 06/2012 → 10/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2017 → Present
    Urban Wealth Management Group Llc
    El Segundo, CA
  • 01/2019 → 12/2022
    Veritas Independent Partners
    Conway, AR
Previous Registrations
  • 2012-06-18 → 2017-06-30
    Concert Wealth Management
    El Segundo, CA
    San Jose, CA
  • 2009-06-01 → 2012-07-13
    Morgan Stanley
    Torrance, CA
  • 2003-11-19 → 2009-06-01
    Citigroup Global Markets Inc.
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-11
  • S66 Uniform Combined State Law Examination
    2003-11-11
Other Names
  • April Lynn Alves

View on SEC IAPD

More in Henderson, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor