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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-03
  • FL RA
    APPROVED
    Since 2023-01-03

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Keystone Heights, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Keystone Heights FL 07/2015 Present
Previous Registrations
  • 2014-07-10 → 2015-07-21
    Fort Lauderdale, FL
    Coral Springs, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Boca Raton, FL
    Tamarac, FL
    Denver, CO
    Lakewood, CO
  • 2009-10-12 → 2013-12-04
    St Louis, MO
    St Louis, MO
    Ashburn, VA
    Matlacha Isles, FL
Other Businesses

1) MT Endeavors Limited | Investment Related:No|18695 Pony Express Dr #4312|Parker|CO|80134|USA|Personal/Household Services|LLC Member|2/19/2018|Less than 20|0|My significant other is starting an LLC and wants me listed as a member. My role would be advise to her about running her business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-09
  • S66 Uniform Combined State Law Examination
    2009-10-09
Other Names
  • Mark Bryan Rudolph
  • Mark Bryan Rudolph
  • Mark Bryan Rudolph
  • Mark Bryan Rudolph

View on SEC IAPD

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