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Travis Lee

J.P. Morgan Securities LLC

Brooklyn, NY

Brooklyn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2013-09-13
NJ RA APPROVED 2013-04-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2013-09-13
  • NJ RA
    APPROVED
    Since 2013-04-02

Branch Locations

136 Front St., Brooklyn, NY 11201 • United States

101 Court Street, Brooklyn, NY 11201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 02/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-30
S63 Uniform Securities Agent State Law Examination 2008-02-27
  • S66 Uniform Combined State Law Examination
    2013-03-30
  • S63 Uniform Securities Agent State Law Examination
    2008-02-27
Designations
Other Names
  • Travis Lee
  • Travis Louis Lee

View on SEC IAPD

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