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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-23
AL RA APPROVED 2022-06-02
TX RA APPROVED_RES 2022-06-02
  • FL RA
    APPROVED
    Since 2026-03-23
  • AL RA
    APPROVED
    Since 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2022-06-02

Branch Locations

125 W Romana St. Ste. 500, Pensacola, FL 32502 • United States

6 Office Park Circle, Suite 207, Mountain Brook, AL 35223 • United States

1000 Forrest Place, Suite 3, Pell City, AL 35128 • United States

28740 Us Highway 98 Ste. 8, Daphne, AL 36526 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 09/2008 Present
Pell City Chamber Of Commerce Pell City AL 03/2014 12/2017
Mitcham Guns, Llc Pell City AL 09/2018 Present
Grove Point Advisors, Llc Rockville MD 04/2021 06/2022
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2022 Present
Cambridge Investment Reserach, Inc Fairfield IA 06/2022 Present
  • 09/2008 → Present
    Grove Point Investments, Llc
    Rockville, MD
  • 03/2014 → 12/2017
    Pell City Chamber Of Commerce
    Pell City, AL
  • 09/2018 → Present
    Mitcham Guns, Llc
    Pell City, AL
  • 04/2021 → 06/2022
    Grove Point Advisors, Llc
    Rockville, MD
  • 06/2022 → Present
    Fairfield, IA
  • 06/2022 → Present
    Cambridge Investment Reserach, Inc
    Fairfield, IA
Previous Registrations
  • 2021-04-01 → 2022-06-02
    Grove Point Advisors, Llc
    Mountain Brook, AL
    Rockville, MD
    Pell City, AL
    Rockville, MD
  • 2010-03-24 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Pell City, AL
    Mountain Brook, AL
    Mountain Brook, AL
  • 2008-03-28 → 2008-08-27
    Pell City, AL
    St Louis, MO
Other Businesses

1) NATIONAL BROKERAGE, 1000 FORREST PLACE SUITE 3 PELL CITY AL, 10/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 10 HR/MO 10 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING, 06/2022 3) ELBS AVIATION LLC, 1000 FORREST PLACE SUITE 3 PELL CITY AL, 02/2023, OWNER, CPA BUSINESS, NIR, 5 HR/MO 0 HR/MO TRADING 4) MITCHAM FINANCIAL SERVICE, 1000 Forrest Place Suite 3 Pell City AL 35128, 09/2008, Investment Advisor Representative, DBA Name, NIR, 100, 100

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
  • S66 Uniform Combined State Law Examination
    2008-03-27
Other Names
  • Thomas M Mitcham

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