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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED_RES | 2023-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Glasgow | KY | 01/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 131A N PUBLIC SQUARE; GLASGOW; KY; 42141; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 1/5/2015; 80; 40; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Farm; No; 396 Gains Hill Rd; Burkesville; KY; 42717; Farmland.; Shareholder; 1/1/2019; 1; 1; No Duties at This Time|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-04 |
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