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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-18 |
Branch Locations
550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States
58 S Service Rd, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 01/2008 | 01/2017 |
| Jp Morgan Securities, Llc | Brooklyn | NY | 01/2017 | 04/2022 |
| Dk Brooklyn Ave, Llc | Grand Rapids | MI | 06/2019 | Present |
| Wells Fargo Clearing Services | New York | NY | 09/2022 | Present |
| Wells Fargo Bank | New York | NY | 09/2022 | Present |
DK BROOKLYN AVE, LLC; NOT INV. RELATED; OCEANSIDE,NY; 100% OWNERSHIP; START DATE 12/03/2018; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTIES. RENTAL PROPERTY, INV RELATED, GRAND RAPID, MI, 100% OWNERSHIP WITH SPOUSE, START: 8/1/2018, 5 HRS/MONTH, 0 HRS DURING TRADING, PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-26 |
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