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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-05-30 |
Branch Locations
300 East Lombard Street, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Ellicott City | MD | 07/2012 | 11/2022 |
| Wells Fargo Advisors Llc | Ellicott City | MD | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ellicott City | MD | 11/2016 | 11/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2024 | Present |
| First National Bank Of Pa | Baltimore | MD | 05/2024 | Present |
| Cetera Investment Advisers Llc | Baltimore | MD | 05/2024 | Present |
| First National Bank Of Pa | Baltimore | MD | 10/2023 | 05/2024 |
| First National Bank Of Pa | Baltimore | MD | 11/2022 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-28 |
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