Michael Christopher Dipiero

Current Employers

Employment History

• 03/2012 → 12/2016
  Capital Brokerage Corporation
  Richmond, VA
• 09/2013 → 12/2016
  Centurion Capital Group, Inc.
  Concord, CA
• 08/2014 → 12/2016
  Assetmark Brokerage, Llc
  Concord, CA
• 01/2017 → 07/2017
  Unemployed
  Washington, DC
• 11/2017 → 10/2021
  Hornor Townsend & Kent
  Horsham, PA
• 08/2017 → 10/2021
  Penn Mutual Life Insurance Company
  Horsham, PA
• 10/2021 → Present
  Kestra Investment Services, Llc
  Elmhurst, IL
• 10/2021 → Present
  Kestra Advisory Services, Llc
  Elmhurst, IL

Previous Registrations

• 2020-11-17 → 2021-10-28
  Hornor, Townsend & Kent, Llc
  Chicago, IL
  Elmhurst, IL
  Chicago, IL
• 2012-04-09 → 2016-11-17
  Assetmark, Inc.
  Concord, CA
• 2011-06-08 → 2011-12-05
  Guggenheim Investments
  New York, NY
• 2008-07-29 → 2011-06-01
  Signator Investors, Inc.
  Rosemont, IL

Other Businesses

Name: COLTIVA WEALTH PLANNING PARTNERS POSITION: Director of Investments NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/28/2021 ADDRESS: 132 N. York 3K, ELMHURST, IL IL 60126, United States DESCRIPTION: Financial Planner. Name: KESTRA ADVISORY SERVICES, LLC POSITION: Director of Investments NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/28/2021 ADDRESS: 5707 SW Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Financial Planner Name: AFFETTO WEALTH MANAGEMENT POSITION: Director of Investments NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/23/2025 ADDRESS: 132 N. York 1A, Elmhurst IL 60126, United States DESCRIPTION: Working with clients of our accounting partners. They will all flow into Coltiva Wealth but accountants will be using this name to market to their existing accountant clients for wealth management.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-02

Other Names

• Mike Christopher Dipiero