Paul J Gunderson

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 02/2018
  Sii Investments
  Appleton, WI
• 03/2018 → 08/2018
  Private Client Services Llc
  Louisville, KY
• 08/2018 → 09/2024
  Lpl Financial, Llc
  Fort Mill, SC
• 06/2021 → 09/2024
  Ica Group Wealth Management, Llc
  Denver, CO
• 09/2024 → 06/2025
  Unemployed
  Milwaukee, WI
• 06/2025 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2025 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI

Previous Registrations

• 2021-06-14 → 2024-09-23
  Ica Group Wealth Management, Llc
  Milwaukee, WI
  Denver, CO
• 2018-08-30 → 2024-09-12
  Lpl Financial Llc
  Milwaukee, WI
  Denver, CO
  Milwaukee, WI
  Denver, CO
  Milwaukee, WI
  Fort Mill, SC
  Milwaukee, WI
• 2018-03-23 → 2018-09-05
  Private Client Services, Llc
  Louisville, KY
  Louisville, KY
  Appleton, WI
• 2015-09-23 → 2018-02-20
  Sii Investments, Inc.
  Appleton, WI
• 2015-12-17 → 2018-02-20
  Investment Centers Of America, Inc.
  Appleton, WI

Other Businesses

1. PG LASERWORKS, 3126 S BRISBANE AVE, MILWAUKEE, , WISCONSIN, 53207, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/08/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SELF-OWNER. NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2015-09-10