Roy William Herrmann

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2015-09-18
TX	RA	APPROVED_RES	2014-08-28

IN RA
APPROVED

Since 2015-09-18
TX RA
APPROVED_RES

Since 2014-08-28

Branch Locations

14701 Cumberland Rd Ste 102, Noblesville, IN 46060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	01/2008	Present

01/2008 → Present

Edward Jones

St. Louis, MO

Other Businesses

BUSINESS NETWORKING INTERNATIONAL BAKERSFIELD, CA 93308 SINCE 4/1/2009 TRADING HRS-0; TOTAL HRS-2 REFERRAL NETWORKING GROUP COODINATE ACTIVITES OF BUSINESS NETWORKING GROUP.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-27

S66 Uniform Combined State Law Examination

2008-03-27

Other Names

Roy William Herrmann

View on SEC IAPD