Beryl Whitten Ball

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-04-09
VA	RA	APPROVED	2015-04-09

TX RA
APPROVED_RES

Since 2015-04-09
VA RA
APPROVED

Since 2015-04-09

Branch Locations

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Securities Llc	Raleigh	NC	01/2008	Present
Capfinancial Partners Llc (Captrust)	Raleigh	NC	01/2008	Present

01/2008 → Present

Capfinancial Securities Llc

Raleigh, NC
01/2008 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Other Businesses

Name: Beryl Ball, Investment-Related: No., Address: Home Residence, Nature: Rental Property owner, Position/Title: Joint Owner, Start: 11/20/2015, Hours/Month: 0, Hours during Market Hours: 0, Duties: None.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-10-14
S65	Uniform Investment Adviser Law Examination	2008-05-01

S63 Uniform Securities Agent State Law Examination

2008-10-14
S65 Uniform Investment Adviser Law Examination

2008-05-01

View on SEC IAPD