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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-07-05 |
| TX | RA | APPROVED | 2015-05-05 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 04/2015 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 04/2015 | Present |
OTHER BUSINESS NAME: LOAN STAR SOCCER. LOCATION: 12325 HYMEADOW DR. #1-200 AUSTIN, TX 78750. NATURE OF BUSINESS: COACHING SOCCER. POSITION OR TITLE: SOCCER COACH. RESPONSIBILITIES: COACHING 2-4 PRACTICES A WEEK AND 1-2 GAMES ON WEEKENDS. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 25 TOTAL/NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-26 |
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