Geoffrey Ross Marks

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 10/2013 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 04/2017 → 08/2017
  Silver Spoon Llc
  Las Vegas, NV
• 03/2024 → Present
  Featherstone Llc
  Helena, MT
• 03/2024 → Present
  Stone Arrow Llc
  Helena, MT

Previous Registrations

• 2013-06-19 → 2013-10-24
  Alliancebernstein L.P.
  New York, NY

Other Businesses

Entity Name: Stone Arrow LLC Investment related: No "Address: 415 N Benton Avenue, Helena, MT 59624" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 03/08/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a new entity that will hold personal assets including a car and real estate. Entity Name: Featherstone LLC Investment related: No "Address: 415 N Benton Ave, Helena, MT 59601" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 03/08/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity will hold personal assets such as cars and real estate. Entity Name: Marks Family Partners Investment related: No "Address: 14040 Panay Way #1119 Marina Del Rey, CA 90292" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/31/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am looking to open a new entity called Marks Family Partnership. This is not an investment but instead an entity that will allow me to run expenses associated with my family's real estate holdings. We own several properties and have a lot of expenses associated with managing the assets. This does not require any of my time, but will help track expenses for my CPA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-19
• S63 Uniform Securities Agent State Law Examination
  2008-05-27