Braden Glenn Botkin

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-04-07
CA	RA	APPROVED	2019-06-18

TX RA
APPROVED

Since 2022-04-07
CA RA
APPROVED

Since 2019-06-18

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Madison Avenue Securities, Inc.	San Diego	CA	09/2008	06/2019
Lpl Financial	San Diego	CA	06/2019	Present

09/2008 → 06/2019

Madison Avenue Securities, Inc.

San Diego, CA
06/2019 → Present

Lpl Financial

San Diego, CA

Previous Registrations

2009-03-25 → 2019-06-17

Madison Avenue Securities, Llc

San Diego, CA
2008-01-31 → 2009-03-25

Madison Avenue Advisors, Inc.

San Diego, CA

Other Businesses

1)06/2019 - DBA for LPL Business (entity for LPL business) - Botkin Investment Services - 100% - INVESTMENT RELATED - SAN DIEGO, CA 92122

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-09-08
S65	Uniform Investment Adviser Law Examination	2008-01-30

S63 Uniform Securities Agent State Law Examination

2008-09-08
S65 Uniform Investment Adviser Law Examination

2008-01-30

Designations

Other Names

Brady Botkin

View on SEC IAPD

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