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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-17
WA RA APPROVED 2015-12-03
  • TX RA
    APPROVED
    Since 2022-03-17
  • WA RA
    APPROVED
    Since 2015-12-03

Branch Locations

23467 Ne Novelty Hill Rd, Redmond, WA 98053 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

2201 156Th Ave Ne, Bellevue, WA 98007 • United States

8502 160Th Ave Ne, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redmond WA 09/2015 11/2016
Wells Fargo Bank, Na Redmond WA 09/2015 Present
Wells Fargo Clearing Services, Llc Redmond WA 11/2016 Present
  • 09/2015 → 11/2016
    Wells Fargo Advisors Llc
    Redmond, WA
  • 09/2015 → Present
    Wells Fargo Bank, Na
    Redmond, WA
  • 11/2016 → Present
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-03
  • S66 Uniform Combined State Law Examination
    2015-12-03
Designations

View on SEC IAPD

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