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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Fairfield | CT | 10/2015 | Present |
| Principal Securities Inc | Des Moines | IA | 10/2015 | Present |
Professional Magician, Performer, 10/20/15.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-02 |
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