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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-30
VA RA APPROVED 2024-05-22
  • TX RA
    APPROVED_RES
    Since 2024-05-30
  • VA RA
    APPROVED
    Since 2024-05-22

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Llc Richmond VA 08/2009 02/2021
Bb&T Securities, Llc Richmond VA 01/2013 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 12/2023
Truist Advisory Services, Inc. Richmond VA 02/2021 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 05/2024 Present
Unemployed Mechanicsville VA 01/2024 04/2024
Previous Registrations
Other Businesses

I*: 2929286 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Cape Charles. VA 23310 Investment Related: No Position, Title, Association: Co-owner with non-family members Employee Start Date: 06/25/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Co-owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-07
  • S66 Uniform Combined State Law Examination
    2008-06-07
Other Names
  • Robert Jonathan Kaltenschnee

View on SEC IAPD

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