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Inactive

Rocky Harold John Istvan

Daniel Krug & Associates

Clarkston, MI

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Current Employers
Daniel Krug & Associates

8040 Ortonville Rd Suite D, Clarkston, MI 48348 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-03
TX RA APPROVED_RES 2019-01-11
MI RA APPROVED 2019-01-09
  • FL RA
    APPROVED
    Since 2019-07-03
  • TX RA
    APPROVED_RES
    Since 2019-01-11
  • MI RA
    APPROVED
    Since 2019-01-09

Branch Locations

8040 Ortonville Rd Suite D, Clarkston, MI 48348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel Krug & Associates Clarkston MI 11/2008 Present
Global Financial Private Capital, Llc Clarkston MI 04/2013 Present
G.F. Investment Services, Llc Clarkston MI 03/2013 03/2019
Daniel Krug & Associates Clarkston MI 12/2018 Present
  • 11/2008 → Present
    Daniel Krug & Associates
    Clarkston, MI
  • 04/2013 → Present
    Global Financial Private Capital, Llc
    Clarkston, MI
  • 03/2013 → 03/2019
    G.F. Investment Services, Llc
    Clarkston, MI
  • 12/2018 → Present
    Daniel Krug & Associates
    Clarkston, MI
Previous Registrations
  • 2013-04-03 → 2019-12-31
    Global Financial Private Capital, Inc.
    Clarkston, MI
    Clarkston, MI
    Sarasota, FL
  • 2010-05-18 → 2013-03-01
    Spc
    Clarkston, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-08
S63 Uniform Securities Agent State Law Examination 2008-02-05
  • S65 Uniform Investment Adviser Law Examination
    2010-03-08
  • S63 Uniform Securities Agent State Law Examination
    2008-02-05

View on SEC IAPD

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Other Investors

PAUL GIRARD ROBAK
Jeffrey Carl Walters
DENNIS CARL WALTERS
BONNIE ALDEA LUTERNOW
HENRY STEVEN WOLOSON
LAURA CARMELA WOLOSON
JAMES MICHAEL KOCZARA
MICHAEL RONALD MOLESKI

Other Offices

AMERITAS ADVISORY SERVICES, LLC · CLARKSTON, MI
AMERITAS ADVISORY SERVICES, LLC · Clarkston, MI
SPC · CLARKSTON, MI
HARBOUR INVESTMENTS, INC. · CLARKSTON, MI
LPL FINANCIAL LLC · CLARKSTON, MI
KESTRA ADVISORY SERVICES, LLC · CLARKSTON, MI
OSAIC WEALTH, INC. · CLARKSTON, MI
VERDE CAPITAL MANAGEMENT, INC. · CLARKSTON, MI

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