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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-07-30
  • MN RA
    APPROVED
    Since 2024-07-30

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

768 Southcross Drive W, Burnsville, MN 55306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Street Financial Services St Paul MN 06/2010 02/2018
Voya Financial Advisors St Paul MN 09/2014 02/2018
Efs Advisors Cambridge MN 02/2018 07/2024
Advanced Advisor Group Llc Cambridge MN 02/2018 07/2024
Lpl Financial Llc Eagan MN 07/2024 Present
  • 06/2010 → 02/2018
    Capital Street Financial Services
    St Paul, MN
  • 09/2014 → 02/2018
    Voya Financial Advisors
    St Paul, MN
  • 02/2018 → 07/2024
    Cambridge, MN
  • 02/2018 → 07/2024
    Advanced Advisor Group Llc
    Cambridge, MN
  • 07/2024 → Present
    Lpl Financial Llc
    Eagan, MN
Previous Registrations
Other Businesses

1 - 07/18/2024 - Sentient Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Related - 32 Hours/Month - At reported business location(s). 2- 07/30/2024 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 07/29/2024 - 32 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/24/2025 - DBS Lifemark - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:08/01/2024 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    2008-01-30
Other Names
  • Matthew Martinson

View on SEC IAPD

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