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Tariq Shaikh

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-10-05
TX RA APPROVED_RES 2020-10-05
  • AZ RA
    APPROVED
    Since 2020-10-05
  • TX RA
    APPROVED_RES
    Since 2020-10-05

Branch Locations

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 08/2011 10/2019
Solium Financial Services Llc Tempe AZ 11/2019 09/2020
Morgan Stanley Tempe AZ 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-14
S63 Uniform Securities Agent State Law Examination 2010-06-07
  • S66 Uniform Combined State Law Examination
    2015-05-14
  • S63 Uniform Securities Agent State Law Examination
    2010-06-07
Other Names
  • Tariq S Shaikh
  • Tariq Salam Shaikh

View on SEC IAPD

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ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
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