Best Investors Account Sign in
Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-09
IL RA APPROVED 2015-01-09
  • TX RA
    APPROVED
    Since 2015-02-09
  • IL RA
    APPROVED
    Since 2015-01-09

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Chicago IL 01/2015 Present
Mml Investors Services, Llc Chicago IL 01/2015 Present
Previous Registrations
Other Businesses

(1) NAME: HOOPIS PERFORMANCE NETWORK INV REL: N ADDR: 790 FRONTAGE RD #300, NORTHFIELD, IL 60093 NATURE: OTHER - HOOPIS PERFORMANCE NETWORK GUEST SPEAKER AND CONTRIBUTOR POSITION: OTHER - GUEST SPEAKER AND CONTRIBUTOR START: 11/1/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: LENNIEBLUE, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: OWNER START: 06/01/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: ALL OWNERSHIP DUTIES. (3) NAME: WESTPOINT CAPTIAL SOLUTIONS LLC INV REL: Y ADD: NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER START DATE: 07/22/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-19
S63 Uniform Securities Agent State Law Examination 2010-04-21
  • S65 Uniform Investment Adviser Law Examination
    2014-05-19
  • S63 Uniform Securities Agent State Law Examination
    2010-04-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor