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Darin Jay Hammerschmidt

LPl Financial LLC

Lakewood, CO

CRD 5478158

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

1746 Cole Blvd, Ste 225, Lakewood, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Lakewood CO 01/2008 07/2021
Various Insurance Carriers For W & R Insurance Agencies Wheat Ridge CO 05/2008 07/2021
Darin Hammerschmidt Llc Golden CO 09/2012 09/2018
Kiwanis Club Of Lakewood Board Member Lakewood CO 10/2009 Present
West Chamber Serving Jefferson County Lakewood CO 01/2012 Present
Ywealth Llc Wheat Ridge CO 10/2018 Present
Localworks Wheat Ridge CO 01/2019 Present
Wheat Ridge Business Association Wheat Ridge CO 04/2019 Present
Hammer1 Holdings Llc Wheat Ridge CO 10/2019 Present
Lpl Financial, Llc Lakewood CO 07/2021 Present
  • 01/2008 → 07/2021
    Waddell & Reed, Inc.
    Lakewood, CO
  • 05/2008 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Wheat Ridge, CO
  • 09/2012 → 09/2018
    Darin Hammerschmidt Llc
    Golden, CO
  • 10/2009 → Present
    Kiwanis Club Of Lakewood Board Member
    Lakewood, CO
  • 01/2012 → Present
    West Chamber Serving Jefferson County
    Lakewood, CO
  • 10/2018 → Present
    Ywealth Llc
    Wheat Ridge, CO
  • 01/2019 → Present
    Localworks
    Wheat Ridge, CO
  • 04/2019 → Present
    Wheat Ridge Business Association
    Wheat Ridge, CO
  • 10/2019 → Present
    Hammer1 Holdings Llc
    Wheat Ridge, CO
  • 07/2021 → Present
    Lakewood, CO
Previous Registrations
  • 2008-07-02 → 2021-07-21
    Waddell & Reed
    Golden, CO
    Denver, CO
    Las Vegas, NV
    Lakewood, CO
Other Businesses

1. 10/11/2021 - AOCP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - LTC, fixed life products. 2. 10/14/2021 - Hammer1 Holdings, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/2019 - President, Sole Owner. 3. 11/16/2021 - Rocky Mountain Insurance Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/15/2021 - 1 Hour Per Month During Securities Trading. 4. 07/06/2022 - WealthClarity - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/06/2022. 5. 01/03/2023 - Financial Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 12/16/2022 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-01
  • S66 Uniform Combined State Law Examination
    2008-07-01
Designations
  • Certified Financial Planner
Other Names
  • Darin Hammerschmidt

View on SEC IAPD

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