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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-27

Branch Locations

24102 Commercial Drive Suite 502, Rosenburg, TX 77471 • United States

5945 Bellaire Blvd Suite C, Houston, TX 77081 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Houston TX 11/2008 07/2020
Gaston Arguelles Insurance Agency Houston TX 11/2008 Present
State Farm Vp Management Corp. Rosenberg TX 10/2014 07/2020
Gaston Arguelles Insurance Agency Rosenburg TX 10/2014 Present
State Farm Vp Management Corp Houston TX 09/2021 Present
State Farm Vp Management Corp Rosenberg TX 09/2021 Present
State Farm Investment Management Corp Houston TX 04/2023 Present
State Farm Investment Management Corp Rosenburg TX 04/2023 Present
  • 11/2008 → 07/2020
    State Farm Vp Management Corp.
    Houston, TX
  • 11/2008 → Present
    Gaston Arguelles Insurance Agency
    Houston, TX
  • 10/2014 → 07/2020
    State Farm Vp Management Corp.
    Rosenberg, TX
  • 10/2014 → Present
    Gaston Arguelles Insurance Agency
    Rosenburg, TX
  • 09/2021 → Present
    State Farm Vp Management Corp
    Houston, TX
  • 09/2021 → Present
    State Farm Vp Management Corp
    Rosenberg, TX
  • 04/2023 → Present
    Houston, TX
  • 04/2023 → Present
    Rosenburg, TX
Other Businesses

1) Greenville Partners LLC; investment- related; 1700 Hibiscus McAllen TX 78501; Investing in commercial and residential properties with my 3 brothers.; Partner; 01/21/2022; 2;1;Look for and invest in residential and commercial properties 2) Gaston Arguelles' Insurance Agency; Investment-related; 5945 Bellaire Blvd Ste C Houston, TX 77081; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2008; 80; 80; Service customers and supervise employees 3) CSAR Houston, LLC.; Investment Related; 5012 Kinglet St Houston, TX 77035; Investment or Commercial Property; Owner; None; 01/02/2025; 4; 1; Personally Held Real Estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-02-21
  • S63 Uniform Securities Agent State Law Examination
    2008-02-21
Designations
  • Chartered Financial Consultant
Other Names
  • Gaston Arguelles

View on SEC IAPD

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