Best Investors Account Sign in

Krystal A Buckley

Raymond James & Associates, Inc.

Providence, RI

Johnston, RI

CRD 5478009

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
RI RA APPROVED 2023-07-13
  • TX RA
    APPROVED
    Since 2023-09-12
  • RI RA
    APPROVED
    Since 2023-07-13

Branch Locations

100 Westminster Street Suite 1002, Providence, RI 02903 • United States

Johnston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 05/2014 07/2023
Raymond James & Associates, Inc. Providence RI 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-14
  • S66 Uniform Combined State Law Examination
    2013-02-14

View on SEC IAPD

More in Providence, RI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor