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Craig Steven Petti

Mai Capital Management, LLC

Cleveland, OH

CRD 4156393

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-01-18
  • OH RA
    APPROVED
    Since 2021-01-18

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2003 12/2020
Hw Financial Advisors Cleveland OH 12/2002 12/2020
Mai Capital Management, Llc Cleveland OH 01/2021 Present
Previous Registrations
  • 2003-03-19 → 2021-01-08
    Commonwealth Financial Network
    Mentor, OH
    Cleveland, OH
    Clevend, OH
    Westerville, OH
    Cleveland, OH
  • 2003-02-18 → 2020-01-02
    Hw Financial Advisors
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-10-24
  • S63 Uniform Securities Agent State Law Examination
    2003-10-24

View on SEC IAPD

Nearby Firms

FIRST FIDUCIARY INVESTMENT COUNSEL INC
INDEPENDENCE WEALTH ADVISORS, LLC
VOYA FINANCIAL ADVISORS, INC.

Nearby Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY

Nearby Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH

More in Cleveland, OH

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