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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneos Wealth Management, Inc. | York | PA | 07/2008 | 09/2017 |
| Keystone Financial Strategies | York | PA | 09/2009 | Present |
| Commonwealth Financial Network | Waltham | MA | 09/2017 | Present |
1. CO-OWNER, SN ADVISORS, LLP DOING BUSINESS AS KEYSTONE FINANCIAL STRATEGIES; AN ENTITY CREATED TO FACILITATE SECURITIES, INVESTMENT ADVISORY AND INSURANCE BUSINESS LOCATED AT 2600 EASTERN BOULEVARD, SUITE 200, YORK, PENNSYLVANIA 17402, AS OF 07/19/2017; APPROXIMATELY 99% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. CO-OWNER, ARMSTRONG THORNE, LLC; A PRIVATE ENTITY CREATED FOR THE PURPOSE OF BUYING AND MANAGING COMMERCIAL REAL ESTATE; LOCATED AT 4225 WEST MARKET STREET, YORK, PA 17408; AS OF 07/19/2017; APPROXIMATELY 1% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 3. FIXED INSURANCE SALES - LIFE(TERM/UNIVERSAL/WHOLE), AS OF 07/19/2017; APPROXIMATELY LESS THAN 1% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 4. CERTIFIED PUBLIC ACCOUNTANT, DOING BUSINESS AS KEYSTONE FINANCIAL STRATEGIES; PROVIDES TAX PREPARATION SERVICES; AS OF 07/19/2017; APPROXIMATELY 20% TIME SPENT DURING SECURITIES TRADING HOURS FEBRUARY THROUGH APRIL; CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-18 |
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