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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-16
  • FL RA
    APPROVED
    Since 2025-04-16

Branch Locations

1560 Orange Avenue Suite 650, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Saint Petersburg FL 02/2015 01/2022
Unemployed Saint Petersburg FL 01/2022 02/2022
Raymond James Financial Services, Inc. Tampa FL 02/2022 05/2023
Purshe Kaplan Sterling Investments Albany NY 06/2023 10/2023
Concurrent Investment Advisors Llc Tampa FL 06/2023 08/2024
Unemployed Lakeland FL 09/2024 02/2025
Raymond James Financial Services, Inc. Winter Park FL 02/2025 Present
Raymond James Financial Services Advisors, Inc Winter Park FL 04/2025 Present
  • 02/2015 → 01/2022
    Raymond James & Associates Inc.
    Saint Petersburg, FL
  • 01/2022 → 02/2022
    Unemployed
    Saint Petersburg, FL
  • 02/2022 → 05/2023
    Raymond James Financial Services, Inc.
    Tampa, FL
  • 06/2023 → 10/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2023 → 08/2024
    Concurrent Investment Advisors Llc
    Tampa, FL
  • 09/2024 → 02/2025
    Unemployed
    Lakeland, FL
  • 02/2025 → Present
    Raymond James Financial Services, Inc.
    Winter Park, FL
  • 04/2025 → Present
    Winter Park, FL
Other Businesses

(1)Name of Business: The AGW Group Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789-5559, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is our DBA for our OSJ (2)Name of Business: Winter Park Wealth Group Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789-5559, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide training and support to AGW teams.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-02
S63 Uniform Securities Agent State Law Examination 2017-03-16
  • S65 Uniform Investment Adviser Law Examination
    2025-04-02
  • S63 Uniform Securities Agent State Law Examination
    2017-03-16
Other Names
  • Andrew B Fager

View on SEC IAPD

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