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510 N Jefferson Ave, Covington, LA 70433-2640 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2014-10-22 |
Branch Locations
510 N Jefferson Ave, Covington, LA 70433-2640 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mandeville | LA | 08/2008 | 09/2018 |
| Paradiem, Llc | Covington | LA | 01/2008 | 11/2023 |
| Paradiem, Llc | Covington | LA | 11/2023 | Present |
1. 2/16/2016 - No Business Name - Investment Related - AT REPORTED BUSINESS LOCATION(S) - Other-Notary - START 01/24/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Notary Public. 2. 12/9/2023 - Sandy Tackett Travel - Not Investment Related - Travel Agency - Owner/Agent - 60 Hours Per Month - Homebased travel agent through Archer Travel Group 1: Research and book travel for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-28 |
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