Daniel Miller

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-01
MD	RA	APPROVED	2025-07-21

TX RA
APPROVED_RES

Since 2025-08-01
MD RA
APPROVED

Since 2025-07-21

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pioneer Investment Management, Inc.	Boston	MA	05/2015	07/2023
Hartford Funds Distributors, Llc	Wayne	PA	08/2023	07/2025
Hartford Funds Management Company, Llc	Wayne	PA	08/2023	07/2025
Morgan Stanley Smith Barney Llc	Bethesda	MD	07/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2025	Present

05/2015 → 07/2023

Pioneer Investment Management, Inc.

Boston, MA
08/2023 → 07/2025

Hartford Funds Distributors, Llc

Wayne, PA
08/2023 → 07/2025

Hartford Funds Management Company, Llc

Wayne, PA
07/2025 → Present

Morgan Stanley Smith Barney Llc

Bethesda, MD
08/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2023-08-03 → 2025-07-18

Hartford Funds

Wayne, PA

Bethesda, MD

Bethesda, MD

Bethesda, MD
2021-01-04 → 2023-07-24

Amundi Asset Management Us, Inc.

Boston, MA
2015-05-12 → 2020-12-31

Amundi Pioneer Institutional Asset Management, Inc.

Boston, MA
2015-01-23 → 2015-05-06

Hartford Funds

Wayne, PA
2014-04-25 → 2014-12-31

Hartford Funds

Wayne, PA
2008-09-05 → 2009-02-19

Securities America Advisors, Inc.

Mount Holly, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-12

S66 Uniform Combined State Law Examination

2013-02-12

Other Names

Dan Miller
Daniel Brian Miller
Daniel B Miller

View on SEC IAPD

Other Firms

BLUE SPARROW FUNDS GP LLC

KALAMATA ASSET MANAGEMENT LLC

GLASSY MOUNTAIN ADVISORS, INC.

NOORDZEE CAPITAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HIGHTOWER ADVISORS, LLC

GOLDEN WEALTH STRATEGIES

Other Investors

Brian Craig Luts

DAVID MICHAEL GREENLEIGH

JAMIE LYNN BIGSBY

Brian Hawthorne-Codato

William K McCaffrey

ALEXANDER SIDNEY JOHANNES LEVY

FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

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