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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-27 |
Branch Locations
250 E. 96Th St. Suite 550, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Indianapolis | IN | 01/2008 | 03/2017 |
| Massmutual Life Insurance Co | Indianapolis | IN | 07/2016 | 02/2023 |
| Mml Investors Services, Llc | Indianapolis | IN | 03/2017 | 02/2023 |
| Aw Securities | Indianapolis | IN | 02/2023 | Present |
| Allworth Financial, L.P. | Indianapolis | IN | 02/2023 | Present |
NAME: DAVID KLAUS INV REL: Y ADDR: 741 HOLLIDAY LANE, INDIANAPOLIS, IN 46260 NATURE: Life, health, P&C insurance sales POSITION: Agent START: 4/10/2018 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. Name: FPA of Greater Indiana. Programming Chair, organizing programs/speakers for quarterly FPA meetings. Not investment related. 2 hours a week not during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-22 |
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