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Matthew Michael Drvaric

Riverwater Partners LLC

Milwaukee, WI

CRD 5476594

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Employer firm

Riverwater Partners LLC CRD 283540

$661M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Riverwater Partners Llc

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-10-20
  • WI RA
    APPROVED
    Since 2016-10-20

Branch Locations

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound By Design Milwaukee WI 09/2005 12/2019
Riverwater Partners Llc Mequon WI 06/2016 Present
Previous Registrations
Other Businesses

N/A; Yes; 1433 N Water Street, Suite 303, Milwaukee, Wisconsin, United States; 53202; shares insurance commissions on structured settlements; insurance agent; 12/2018 start date; 0 hours per month; 0 hours per month during securities trading hours; has a fee sharing agreement with Ringler Associates, which places insurance policies. Mr. Drvaric refers clients to Ringler Associates in exchange for a fee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-02
S63 Uniform Securities Agent State Law Examination 2008-04-19
  • S65 Uniform Investment Adviser Law Examination
    2014-06-02
  • S63 Uniform Securities Agent State Law Examination
    2008-04-19

View on SEC IAPD

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