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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-04 |
| CA | RA | APPROVED | 2021-07-29 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brea | CA | 12/2014 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 07/2021 | Present |
WHISKED AWAY; NOT INV RELATED; YORBA LINDA, CA; SOLE PROPRIETORSHIP BAKERY; 100% OWNERSHIP; START DATE 9/1/2024; 10 HOURS PER MONTH; 0 DURING TRADING; AT HOME BAKERY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-30 |
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