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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-06 |
| FL | RA | APPROVED | 2013-11-01 |
Branch Locations
101 S New York Avenue Suite 206, Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Winter Park | FL | 08/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Winter Park | FL | 11/2013 | Present |
| First Protective Insurnace Agency | Orlando | FL | 03/2017 | 01/2019 |
| Aurora Training Advantage | Orlando | FL | 03/2018 | 08/2019 |
(1)Name of Business: Address: 720 Rugby St, Orlando, FL, 32804, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be gifting a copy to all clients and centers of influrence as well as selling the book to the public. (2)Name of Business: Address: 101 S New York Ave Unit 206, Winter Park, FL, 32789-4290, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 03/04/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I wrote a book called "The Dividend Lifestyle" which was approved by RJ compliance. The book is listed on amazon but i haven't sold many copies and do not receive compensation since amazon takes all the revenue. (3)Name of Business: Ash brokerage Address: 720 Rugby St Ste 200, Orlando, FL, 32804-4960, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To solicit fixed insurance that is not available on the RJ insurance group platform. Ash offers fixed products that are not on the RJ platform. (4)Name of Business: BCW Financial Consultants LLC Address: 720 Rugby St Ste 200, Orlando, FL, 32804, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/03/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: meet with clients, prospecting, client review meetings, gathering and monitoring assets (5)Name of Business: Guard Advisory Address: 720 Rugby St Ste 200, Orlando, FL, 32804-4960, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/10/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Guard Advisory is a DBA brand name that I intend to hold myself out to the public as. I'mn working on a new website www.GuardAdvisory.com and will use the brand moving forward for me and my team. Once approved, we will launch a Facebook and Instagram business profile as well as LindedIn page using Guard Advisory. (6)Name of Business: Guard Financial LLC Address: 720 Rugby St Ste 200, Orlando, FL, 32804, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/17/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Guard Financial LLC is a corporation that I created to flow my 1099 business income from Raymond James through. I pay myself a salary from Guard Financial and take distributions. (7)Name of Business: New York Life Address: 720 Rugby St Ste 200, Orlando, FL, 32804, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will occassionally refer RJ clients to a local NY Life agent to offer fixed insurance products. We would share commissions for fixed business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-09 |
| S65 | Uniform Investment Adviser Law Examination | 2012-08-07 |
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