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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
FL RA APPROVED 2013-11-01
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • FL RA
    APPROVED
    Since 2013-11-01

Branch Locations

101 S New York Avenue Suite 206, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Winter Park FL 08/2013 Present
Raymond James Financial Services Advisors Inc. Winter Park FL 11/2013 Present
First Protective Insurnace Agency Orlando FL 03/2017 01/2019
Aurora Training Advantage Orlando FL 03/2018 08/2019
  • 08/2013 → Present
    Raymond James Financial Services,Inc
    Winter Park, FL
  • 11/2013 → Present
    Winter Park, FL
  • 03/2017 → 01/2019
    First Protective Insurnace Agency
    Orlando, FL
  • 03/2018 → 08/2019
    Aurora Training Advantage
    Orlando, FL
Previous Registrations
  • 2012-08-28 → 2013-08-27
    Signator Investors, Inc.
    Maitland, FL
Other Businesses

(1)Name of Business: Address: 720 Rugby St, Orlando, FL, 32804, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be gifting a copy to all clients and centers of influrence as well as selling the book to the public. (2)Name of Business: Address: 101 S New York Ave Unit 206, Winter Park, FL, 32789-4290, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 03/04/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I wrote a book called "The Dividend Lifestyle" which was approved by RJ compliance. The book is listed on amazon but i haven't sold many copies and do not receive compensation since amazon takes all the revenue. (3)Name of Business: Ash brokerage Address: 720 Rugby St Ste 200, Orlando, FL, 32804-4960, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To solicit fixed insurance that is not available on the RJ insurance group platform. Ash offers fixed products that are not on the RJ platform. (4)Name of Business: BCW Financial Consultants LLC Address: 720 Rugby St Ste 200, Orlando, FL, 32804, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/03/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: meet with clients, prospecting, client review meetings, gathering and monitoring assets (5)Name of Business: Guard Advisory Address: 720 Rugby St Ste 200, Orlando, FL, 32804-4960, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/10/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Guard Advisory is a DBA brand name that I intend to hold myself out to the public as. I'mn working on a new website www.GuardAdvisory.com and will use the brand moving forward for me and my team. Once approved, we will launch a Facebook and Instagram business profile as well as LindedIn page using Guard Advisory. (6)Name of Business: Guard Financial LLC Address: 720 Rugby St Ste 200, Orlando, FL, 32804, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/17/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Guard Financial LLC is a corporation that I created to flow my 1099 business income from Raymond James through. I pay myself a salary from Guard Financial and take distributions. (7)Name of Business: New York Life Address: 720 Rugby St Ste 200, Orlando, FL, 32804, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will occassionally refer RJ clients to a local NY Life agent to offer fixed insurance products. We would share commissions for fixed business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-09
S65 Uniform Investment Adviser Law Examination 2012-08-07
  • S63 Uniform Securities Agent State Law Examination
    2016-05-09
  • S65 Uniform Investment Adviser Law Examination
    2012-08-07
Other Names
  • Rob Legenhausen
  • Rob Fredrik Legenhausen

View on SEC IAPD

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