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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-19 |
Branch Locations
1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bradley Baune | Mendota Hts | MN | 04/2025 | Present |
| Kyle Baune | Mendota Hts | MN | 04/2025 | Present |
| Northwestern Mutual Investment Services Llc | Mendota Hts | MN | 04/2025 | Present |
| Thornburg | Satna Fe | NM | 03/2024 | 02/2025 |
| Voya | Atlanta | GA | 02/2010 | 02/2024 |
| Bradley Baune | Mendota Heights | MN | 03/2025 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-24 |
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