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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-19
  • IL RA
    APPROVED
    Since 2025-08-19

Branch Locations

Hinsdale, IL • United States

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradley Baune Mendota Hts MN 04/2025 Present
Kyle Baune Mendota Hts MN 04/2025 Present
Northwestern Mutual Investment Services Llc Mendota Hts MN 04/2025 Present
Thornburg Satna Fe NM 03/2024 02/2025
Voya Atlanta GA 02/2010 02/2024
Bradley Baune Mendota Heights MN 03/2025 04/2025
  • 04/2025 → Present
    Bradley Baune
    Mendota Hts, MN
  • 04/2025 → Present
    Kyle Baune
    Mendota Hts, MN
  • 04/2025 → Present
    Mendota Hts, MN
  • 03/2024 → 02/2025
    Thornburg
    Satna Fe, NM
  • 02/2010 → 02/2024
    Voya
    Atlanta, GA
  • 03/2025 → 04/2025
    Bradley Baune
    Mendota Heights, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-18
S63 Uniform Securities Agent State Law Examination 2008-03-24
  • S65 Uniform Investment Adviser Law Examination
    2011-04-18
  • S63 Uniform Securities Agent State Law Examination
    2008-03-24
Other Names
  • Daniel Edward Gasper
  • Dan Edward Gasper

View on SEC IAPD

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