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Annie Anh Ngoc Kim

Ar Asset Management, Inc.

West Hollywood, CA

CRD 5475904

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Employer firm

Ar Asset Management, Inc. CRD 110342

$603M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Ar Asset Management, Inc.

9229 Sunset Boulevard Suite 425, West Hollywood, CA 90069 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-02-13
  • CA RA
    APPROVED
    Since 2012-02-13

Branch Locations

9229 Sunset Boulevard Suite 425, West Hollywood, CA 90069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ar Asset Management, Inc. Beverly Hills CA 02/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-15
  • S65 Uniform Investment Adviser Law Examination
    2011-11-15
Other Names
  • Anh Ngoc Hoang
  • Annie Anh Ngoc Hoang

View on SEC IAPD

Nearby Firms

MCT ENTERTAINMENT ADVISORS LLC
LPL FINANCIAL LLC
DEW POINT CAPITAL

Nearby Investors

William John McBride
Payton Thompson
AMIR FARZIN

Nearby Offices

MCT ENTERTAINMENT ADVISORS LLC · WEST HOLLYWOOD, CA
LPL FINANCIAL LLC · WEST HOLLYWOOD, CA
DEW POINT CAPITAL · West Hollywood, CA

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