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176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-28 |
Branch Locations
30 Jelliff Ln, Suite 202, Southport, CT 06890 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rim Securities | New York | NY | 08/2015 | 04/2023 |
| Wilmington Trust | Wethersfield | CT | 04/2023 | 11/2024 |
| Fci Advisors | Shelton | CT | 11/2024 | 01/2025 |
| Essex Financial Services, Inc | Essex | CT | 05/2025 | Present |
| Unemployed | Monroe | CT | 01/2025 | 04/2025 |
1) Rental Condo - not investment-related - 91 Strawberry Hill Avenue Apt 128 Stamford, CT 06902 - Rental Property - Owner, landlord - 11/08/21 - 0 hours during business hours - renting owned condo 2) Insurance Agent for Essex Financial Services Inc - 3/23/2026 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel- less than 10 hrs/mo; less than 10 hrs/mo (during trading hours) - Insurance Business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-08 |
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