Jeffrey Wendell Jones

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 04/2023
  Rim Securities
  New York, NY
• 04/2023 → 11/2024
  Wilmington Trust
  Wethersfield, CT
• 11/2024 → 01/2025
  Fci Advisors
  Shelton, CT
• 05/2025 → Present
  Essex Financial Services, Inc
  Essex, CT
• 01/2025 → 04/2025
  Unemployed
  Monroe, CT

Previous Registrations

• 2024-12-04 → 2025-01-28
  Fci Advisors
  Shelton, CT
  Overland Park, KS
• 2015-12-22 → 2023-04-24
  Rbc Rochdale, Llc
  New York, NY

Other Businesses

1) Rental Condo - not investment-related - 91 Strawberry Hill Avenue Apt 128 Stamford, CT 06902 - Rental Property - Owner, landlord - 11/08/21 - 0 hours during business hours - renting owned condo 2) Insurance Agent for Essex Financial Services Inc - 3/23/2026 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel- less than 10 hrs/mo; less than 10 hrs/mo (during trading hours) - Insurance Business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-18
• S63 Uniform Securities Agent State Law Examination
  2008-07-08

Other Names

• Jeffrey W Jones
• Jeffrey W Jones
• Jeffrey Wendell Jones