John Keith Palladino

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  401(K) & 403(B) Fiduciary Advisors, Inc.
  San Mateo, CA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  San Mateo, CA
• 07/2014 → Present
  Kestra Investment Services, Llc
  San Mateo, CA

Previous Registrations

• 2010-09-07 → 2014-07-24
  Financial Telesis Inc
  San Rafael, CA
  San Mateo, CA
  San Mateo, CA

Other Businesses

Business Name: 10 Scenic Way Homeowners Association Investment Related: No Address: 10 Scenic Way San Mateo CA 94403 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above None. Position, Title or Relationship: Director. Start Date: 4/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board meetings. Business Name: 401(k) & 403(b) Fiduciary Advisors, Inc. Investment Related: Yes Address: 10 Scenic Way, Suite 108 San Mateo CA 944033128 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Legal/Attorney/Trustee/Executor; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other, 100% Owner, President & CEO, Investment Advisory Representative (IAR). Start Date: 5/24/2010 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Fiduciary and investment guidance for institutional plan sponsors of 401(k), 403(b) and 457 defined contribution plans. Duties include plan design, fee benchmarking, provider searches, investment due diligence, fiduciary compliance, participant education communication and education. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-02
• S63 Uniform Securities Agent State Law Examination
  2008-04-14

Other Names

• John Keith Palladino
• John K. Palladino
• John Palladino